Aims of the Course:
The training course is designed to develop to the fullest extent the understanding of Financial Services professionals that are seeking to increase their all-round knowledge of securities operations and securities processing.
The focus of the course is to convey the operational impacts, processing risks and controls relating to:
- trades in commonly traded transaction types (including buy/sell, repo/reverse, securities lending/borrowing), plus
- the giving/taking of securities collateral relating to trades in OTC derivatives
- a range of income and corporate action events, plus
- the introduction of regulatory measures pertaining to securities operations tasks
to enable participants to gain a complete and all-round understanding of a number of critically important securities processes and the inter-connectivity between such processes.
Each topic will be expanded and explained to the delegates in a structured manner (via linked building blocks), developing their knowledge through diagrams, ‘live’ drawings and on-the-spot explanations. Active participation of the delegates will be encouraged, and exercises will be introduced at frequent and appropriate points.